Timeline Listing Style

Aug 04 Individual Accountability – Extending the Senior Managers and Certification Regime to all FCA Firms

Aug 02 SM&CR The paper is out and it’s time for action!

Aug 02 Introducing our SMCR panel

Aug 02 Certification and SPS – when two worlds collide

Jul 26 Extending the Senior Managers & Certification Regime

Jun 30 SM&CR Who is wearing your Cultural ‘Fitbit’?

Jun 30 Appropriate Qualification Exam Standards must reflect changing markets, product types and lifestyle needs

Jun 30 SM&CR Struggling to make sense? -Let’s break it down

Jun 30 Listen up, big boy

Jun 30 Competence and qualifications

Jun 30 Making the old new again

Jun 30 Are you using your Learning and Development fund?

Jun 30 The role of T&C in a firms’ culture

Jun 30 How often do we hear “I’m not sure I can cope with any more!”?

Jun 30 Client reviews

Jun 30 Mortgages – Competence in the equity release market

Jun 29 Have you made the FCA business plan YOUR business?

Jun 29 Ensuring fair customer outcomes from Canary Wharf to Delhi

Jun 29 MiFID II, SMCR, FEMR – The push for competent employees

Jun 29 The four chemicals of sales motivation

Jun 29 Preparing for the new GDPR data protection regime

Jun 29 IDD – what’s it all about?

Jun 29 MiFID II – implications

Jun 29 MiFID II: Are you prepared?