60 Minute Video – The impact of the new consumer duty on T&C schemes (Policy Statement version)
The FCA has published their policy statement PS22/9 on the new Consumer Duty. The changes…
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The impact of the new consumer duty on T&C Schemes
In this short presentation we will look at the proposed Consumer Duty Regulations and how…
SM&CR – Tick Box Exercise or Foundation for Cultural Change?
Background FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business…
T&C scheme review
Ensuring your T&C scheme remains fit for purpose is a key to ensure that it…
Assessing Competence – Best Practice
OBJECTIVES Examine the 4 stage assessment process, methods of assessment, rules and types of evidence,…
Defining competence to perform a skills gap analysis
OBJECTIVES To examine the meaning of competence and how it might differ from professionalism. To…
FIT and Proper Assessments- What the rules tell us
This is a 20 minute video OBJECTIVES To work through the regulations that govern a…
SM&CR Coffee Time Briefing
Objectives To walk through the background to the increased accountability, regulations, to identify the key…
The Certification Regime Scope
Objectives To examine the regulations relating to the scope of the Certification Regime and how…
SMCR (Senior Management & Certification Regime) Hotspots
Objectives To take a closer look at the impact of the SM&CR regulations to identify…