MiFID II – implications

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With the recent election now behind us and the Brexit negotiations likely to drag on for much of the next two years we can turn our attention back to ensuring our businesses are prepared for what we already know is coming at us. MiFID 2 will still be implemented on 3/1/18 and while it is anticipated to have a modest impact as the FCA have already been driving many of the changes sought by the…

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Compliance Cubed Financial services is constantly changing - my passion is helping firms function effectively and in compliance with FCA regulation

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