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Get up to speed quickly on the issues that affect your people, their competence and development  within regulated UK financial services .

There are over 50000 firms operating within the UK financial services sector. All firms need to be authorised and agree to meet the rules and guidance set by the regulators (PRA & FCA). Many of the rules relate to the people who work within the firms. This is where we come in. We focus on what we call people aspects of regulation and people development. We’ve being doing this since 1996 so have a wealth of information available.

People aspects of regulation include everything associated with competence- having the right knowledge, skills, behaviours such as T&C (TC), Competent Employees Rule  (CER) and  Fitness & Propriety (FIT). The Senior Managers & Certification Regime (SM&CR) and the Code of Conduct (CoCON) are very much in our ball park. We also look at people development, their CPD, coaching, supervision and other best practices.

If your role involves working with people for any of these aspects the T-CNews is an ideal product for you. The content will be of particular help if you carry the prescribed responsibilities associated with SM&CR or the Code of Conduct or are involved with T&C within your firm.With hundreds or articles in a searchable directory as well as videos we know that we can help you:

  • Identify key topics and trends that will affect your people
  • Develop quickly your understanding of the requirements expected
  • Discover best practice to learn what works best
  • Shorten training preparation timescales
  • Access material to share with others
  • Save £s from your CPD and Training Budgets

You can access older articles for free.  If you wish to access all content immediately you will need a subscription.  If you complete the relevant information on this page your subscription will be set up.  Alternatively, we do offer a free, no obligation 14 day trial.

SMCR ARTICLES

REGULATORY SPECIALIST ARTICLES

Senior Managers Regime (SMR)
Certification Regime
Code of Conduct (CoCON)

SM&CR
Training & Competence (TC, CER,FIT)
MiFID II Knowledge & Competence
IDD Knowledge & Ability
ESMA Knowledge & Competence

REGULATORY GENERAL ARTICLES

INDUSTRY FOCUS ARTICLES

MiFID II
GDPR
IDD

Apprenticeships
Culture
Vulnerable Customers
FCA Directory

OPINION & INSIGHT ARTICLES

PEOPLE DEVELOPMENT ARTICLES

Pensions
Mortgages
Insurance
Wholesale Investments

Training
Coaching
Supervision
Leadership
Assessment
Feedback

VIDEOS – Senior Managers Regime (SMR), Certification Regime, Code of Conduct (CoCON)