Is the end of PPI the end of CMCs?
I never thought I would be writing about Payment Protection Insurance [‘PPI’] in this magazine,…
Browsing: Opinion
Starting out or polishing up?
To get, and keep, a job you typically need a repertoire of technical and soft skills. Whilst our Industry demands…
Who is the ACD and why do they matter to retail investors?
If you are investing in a pension or hold a stocks and shares ISA the…
As another exam season approaches
As the next exam season approaches you may be asking yourself the following questions: Where…
FCA actions mean busy times for regulated firms
The first half of 2019 has been an extraordinarily busy time for the FCA. So…
When a PROD in the right direction is required
I heard a very interesting anecdote a couple of weeks ago about a large asset…
FCA vulnerability enforcement action
A timely reminder for all regulated firms to re-focus on improving culture within businesses The…
Action Learning – NHS Masterclass
As a chartered financial adviser, how many conversations have you had about AA and LTA…
How do we measure ‘value for money’?
I expect when all of us buy something, we ask ourselves “does this represent value…
Training trainers
Not that we’re trying to do ourselves out of a job or anything, but one…