Rise of the twenty-something financial adviser
I am sure that we have all noticed an increase in the number of the…
Browsing: Industry Focus
Do it with passion or not at all!
Vision. It’s a tiny word that has been well and truly drowned out by all…
How to embrace technology but keep your humanity – implementing a RegTech solution
Today, the majority of our business and personal lives are dominated by our access to…
The FCA’s Guided Sales Model and what it could mean for advice
The FCA has been conducting a kind of crypto-consultation on what it calls its guidance…
“Authentic Compliance”
This article sets out to define what we mean by “authentic compliance” and why, indeed,…
The Appointed Representatives Regime – Time for an overhaul!
The Appointed Representatives Regime (AR) has been a big part of the retail financial services…
Standards vs expectations
You would think in a world of compliance that I wouldn’t have to write an…
Claims Management Companies (CMCs) – a plague on our houses
I wonder how many of us have received calls about poorly performing investments, that car…
Vulnerable to vulnerability: the UK mortgage market and its challenging customer situations
Imagine this customer: a 50 something Financial Adviser, based in Singapore but with an English…
Improving organisational culture using artificial intelligence (AI)
As the regulator steps up their drive for firms to foster and maintain a genuine…