Arrears fines – will Consumer Duty solve the issue?
Has anyone else noticed a change of tone coming out of the FCA these days? I remember the days when…
AI – automated eyes and ears to augment human advice
One of the biggest worries for advisers in client meetings is the possibility of missing something crucial, whether it’s a…
Client annual reviews
In February 2024, the FCA wrote to a number of financial advisory firms requesting information about their delivery of ongoing…
It starts with you: A more personal approach to professional development in 2025
It’s time to help ourselves. The insurance sector is currently facing a talent management crisis. This presents both challenges and…
Do you whistleblow or are you a “Me Too” sort of person?
The most recent scandals that have occurred have been quite enlightening about our society. We have seen nasty activities being…
Why does nobody want to pay pensions these days?
I went to the Invesco “Summer” drinks recently, (thanks Invesco) – I think I was invited as a journalist and…
