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 If you work within the UK Financial Services Sector and have responsibilities for competence,  deal with people development or people aspects of regulation (such as T&C, TCF, Code of Conduct) or provide products or services to such people the chances are you may benefit from reading T-CNews.  Read About Us and decide for yourself. It will be great to hear from you.         

LATEST EDITION - April 2017
Welcome to the Spring edition of T-CNews.  The Certification Regime and Code of Code are now fully operational for all Banks, Building Societies and other Relevant Authorised Persons.  Our attention is now turning to the extension of scope of these two aspects and the Senior Managers regime to all other Financial Services Companies.  We know from the FCA to expect a consultation paper during Q2 2017.  We should not sit back and wait for this to arrive.  We should use this time wisely to work out what to expect and how to address the changes that will be necessary.  Articles in this edition and previous editions will help you do this. We have several articles this quarter under our people development category to act as a timely reminder of some of the key elements of T&C and how to ensure that they are effective.

 

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T-CNews features content that is of interest to Senior Management, T&C, Training, L&D, Compliance, Regulated Advisers and their managers in all types of financial services firms.

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T-CNews April 2017






T-CNews Blog


The Senior Management Regime. Certification Regime and Code of Conduct are significant  pieces of regulation that will affect all Banks , Building Societies and deposit takers in 2016.  It has been confirmed that the same regulations will be extended to all other parts of the financial services sector in the not too distant future.  In this special edition we have put together a collection of articles on the subject to help develop your understanding of what to expect and help formulate your plans. To access your copy of this magazine please click on the image cover below

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