SM&CR rules -Senior Management & Certification Regime – update
In April 2020, the FCA and PRA set out the expectations to help dual-regulated firms apply the SM&CR rules following…
Operational Resilience: The tipping point to a better world?
In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP laid out the FCA’s intentions…
A brave new world
I think we can all agree that 2020 has seen some significant changes, both in the way that we work,…
So long and thanks for all the fish…
No, it’s not another Shakespeare reference, as it is a Douglas Adams quote, but is, in this case, almost a…
Help is at hand – you’re never alone when it comes to debt
Debt is one of those topics that can often feel ‘off limits’, and it can be hard for many people…
Regulatory fines – do they improve the way firms treat customers?
It gives me no pleasure to write about regulatory fines – it really doesn’t! As a columnist, such sanctions are…
