PRA review of SMCR – What can we learn?
Last December, the PRA issued the results of its review into the implementation of SMCR in dual-regulated firms, i.e. Banks,…
Operational Resilience: The tipping point to a better world?
In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP laid out the FCA’s intentions…
Why is training and competence still the poor relation?
The Senior Manager and Certification Regime is yesterday’s news; Senior Managers now duly complete their Annual Certifications and follow their…
Networking: working in the 2020s?
“It’s not what you know, but who you know”. The 2020s are delivering a significant update to that seemingly timeless…
A new world; a new normal
Since my last article I have had a trip to France cancelled for the third time – the ferry company…
Diversity and inclusion
Issues around diversity and inclusion have featured prominently in recent pronouncements from the FCA. The regulator has become increasingly concerned…
