“Authentic Compliance”
This article sets out to define what we mean by “authentic compliance” and why, indeed, it is a “thing” that…
Prioritising modernisation of consumer credit regulations
After many years of making the case for change, we have cautiously welcomed the Government’s announcement of their intention to…
Supporting the supervisor
In the January edition of T-C News I wrote about “Empowering the Supervisor” in which I looked at the role…
The Art of the Pitch: competing for new clients through professional relationship building
If your clients and prospective clients want to meet you, how should you tailor your approach? While banking online and…
High Risk Investments
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products. Under the stronger…
Let’s worry for mortgage borrowers not on a fixed rate – what can/should financial advisers be doing?
Having written, last quarter, about the FCA Dear CEO Letter titled “The rising cost of living – acting now to…
