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SM&CR -Non-financial misconduct

The FCA opened the new year with a Dear CEO letter entitled “non-financial misconduct in wholesale general insurance firms”. Once…

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Are you an adviser?

We live in interesting times as financial advisory firms come to terms with the lockdown and the gradual release from…

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The purpose of a business

How a firm articulates and communicates its purpose is increasingly a focus for the FCA as it carries out its…