SM&CR Day 2
The Senior Manager and Certification Regime (SM&CR) is well underway now with the deadline of 9th December 2019 having passed.…
Why the FCA are so keen on IGCs
Slipped into the wash-up of consultation responses and Calls for Input published in the last full business week of 2019…
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake Report’. Should anyone be under…
How to run online workshops
Using a real-life case study, Paul shows you how to revolutionise your workshops by running them online rather than face…
The keeper of quality!!
In my last article I introduced you to financial services’ best-kept secret: the BS 8453 Compliance framework for regulated financial…
CP19/25 – How prepared are you?
The start of the year can often be consumed by dealing with matters that were put on the back burner…
