MiFID II, SMCR, FEMR – The push for competent employees
Over the last few years, the financial services industry has been presented with a series of regulations and guidelines: The…
The role of T&C in a firms’ culture
Firms should have a culture that is both generic to the industry that we work in, and specific to the…
Client reviews
This is quite a hot issue. The FCA has undertaken a thematic review, following RDR, relating to the full advice…
Making the old new again
Amongst all the valueless content I scroll through on a daily basis on Facebook, occasionally I come across something that…
Are you using your Learning and Development fund?
I could have entitled this article – Are you using your Apprenticeship Levy? but I know, from the conversations I…
Competence and qualifications
The Financial Conduct Authority (FCA) has published its quarterly consultation on proposed miscellaneous amendments to the Handbook. As someone interested…
