“Authentic Compliance”
This article sets out to define what we mean by “authentic compliance” and why, indeed, it is a “thing” that…
The new Consumer Duty of Care – The FCA are serious, are firms?
Last December the FCA issued a second Consultation Paper (CP) on the Consumer Duty of Care (CDOC) – CP21/36. This…
Technology is the way forward
A few months ago, I authored an article explaining my plans to bring a new solution using technology into my…
Delegate to elevate!
I have yet to meet a Compliance Officer or Manager who is not a natural ‘doer’ – a generator and…
Modernising regulation – a work still in progress!
More than a decade on from the global financial crisis, you’d have thought that the regulatory architecture extending across UK…
Why CPD is here to stay
Just occasionally it’s good to remind ourselves why something is important and CPD is one of those things which makes…
