The Directory – Coming to you in 2020
The Financial Services Register has been part of the regulatory landscape since the Financial Services…
Browsing: Regulatory General
Why the FCA are so keen on IGCs
Slipped into the wash-up of consultation responses and Calls for Input published in the last…
Regulatory focus on behaviour & outcomes. Are you ready?
“A significant part of this debate (Responsibility to act in the public interest) turns on…
SM&CR deadline. Are we there yet?
So here we are on the morning of 9 December 2019. It is a cold,…
Welcome CMCs to the fold
It was no April Fools Day joke for claims management companies (CMCs) as the FCA…
GDPR: One year on
During the first quarter of 2018 we were inundated as consumers with an acronym that…
FCA Business Plan 2019/20
Recently, the FCA published its business plan for the coming year. This makes interesting reading.…
Is MiFID II having the desired impact?
MiFID II brought an overhaul that aimed to increase transparency, reduce costs for investors and…
Claims management becoming FCA regulated – The impact on people’s roles
It has been estimated that there were about 500 claims management companies (CMCs) when the…
The Senior Managers and Certification Regime – it’s all about the preparation
As everyone in the industry will be well aware by now, the Senior Managers and…