Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
Browsing: Regulatory Specialist
What does your T&C scheme say about your organisation’s culture?
Asked this question, it would be understandable that your initial response would be ‘at least…
SM&CR Day 2
The Senior Manager and Certification Regime (SM&CR) is well underway now with the deadline of…
Senior Moments
It may have seemed as though it was a long time coming, but it’s finally…
SM&CR – The people dimension
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…
How to focus CPD on a seldom used activity
From 1st October last year firms who undertake insurance activities in relation to insurance based…
SM&CR – the unintended consequences
The SMCR (Senior Managers & Certification Regime) has been in place for dual-regulated firms now…
IT and cyber security – Why IT matters and what should you expect of your software suppliers?
In the April edition of T-CNews, I wrote about the regulatory and economic changes that…
Should we fear the arrival of SM&CR?
We’re seeing a range of businesses offering courses and consultancy around the Senior Managers and…