Why is training and competence still the poor relation?
The Senior Manager and Certification Regime is yesterday’s news; Senior Managers now duly complete their…
Browsing: Regulatory Specialist
Don’t forget the Supervisor
Generally, a T&C Scheme tends to concentrate on the individuals undertaking the work processes, such…
Who Manages the Managers?
Having run supervision workshops for so many Senior Managers over the years, I would be…
Is bigger better?
One of the tasks undertaken as part of the supervisory process for advisers is a…
High performing supervisors – what does it take?
Continuing with the theme of Training and Competence (TC) excellence, my previous blog highlighted a…
PRA review of SMCR – What can we learn?
Last December, the PRA issued the results of its review into the implementation of SMCR…
Employee T&C -Does it satisfy SMCR requirements?
Does the current market default methodology of employee T&C truly satisfy the changes required by…
Training and Competence excellence – what does it take?
The Financial Conduct Authority (FCA) recently published its best practice guidance for the treatment of…
You can lead a horse to water …
You can lead a horse to water, but you can’t make it drink, as the…
A brave new world
I think we can all agree that 2020 has seen some significant changes, both in…