A brave new world
I think we can all agree that 2020 has seen some significant changes, both in…
Browsing: Regulatory Specialist
Whose voice?
Research shows that when people look for someone to do work for them, they make…
Culture and the role of Training & Competence
It seems to me that everyone who speaks on behalf of the FCA includes at…
Rewind to find
There has been an abundance of articles based on the positives (and occasionally the negatives)…
SMCR – Are you ready to conduct your orchestra?
Are you ready to take up the baton to conduct your SMCR orchestra? When helping…
T&C Scheme framework – How to build your scheme
We are often asked how to build or structure a T&C scheme or framework. To…
Certification Regime – steering through lockdown
In this article Julie Pardy from Worksmart takes a closer look at how firms might…
T&C – the new ‘normal’
When I agreed to write this article at the end of April we had been…
SM&CR -Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
Organisational Culture and your T&C scheme
If you were asked a question about what your T&C scheme says about your organisational…