SM&CR – The people dimension
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…
Browsing: Regulatory Specialist
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…
How to focus CPD on a seldom used activity
From 1st October last year firms who undertake insurance activities in relation to insurance based…
SM&CR – the unintended consequences
The SMCR (Senior Managers & Certification Regime) has been in place for dual-regulated firms now…
IT and cyber security – Why IT matters and what should you expect of your software suppliers?
In the April edition of T-CNews, I wrote about the regulatory and economic changes that…
Should we fear the arrival of SM&CR?
We’re seeing a range of businesses offering courses and consultancy around the Senior Managers and…
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…
How relevant are your Key Performance Indicators?
Every firm uses Key Performance Indicators to measure how its employees are performing against set…
SM&CR Planning – 5 things you wished you knew, but didn’t know you did not know!
To paraphrase the famous quote from Donald Rumsfeld (Feb 12, 2002)….. “…as we know, there…
What does T&C have to do with asset allocation?
I occasionally still hear the idea that 90% of investment returns are due to asset…