
Consumer Duty: Ensuring compliance, a CD champion perspective
As firms move into the final stages of preparation for the implementation of the incoming…
As firms move into the final stages of preparation for the implementation of the incoming…
In my last article (December’s edition), I talked about the fact that once Consumer Duty…
I hope Charles Dickens will forgive me for borrowing my title from one of his…
In the January edition of T-C News I wrote about “Empowering the Supervisor” in which…
The FCA has focused on Diversity and Inclusion (D&I), as one of its main goals…
By the time you are reading this article your firm’s implementation plan detailing how you…
A few months ago, I authored an article explaining my plans to bring a new…
This month I am focusing on some of my favourite things from my roles, first…
Back in the 1990s, LAUTRO launched Training & Competence for those providing advice to retail…
Like all disciplines and areas of work, T&C changes and evolves over time in response…