Are you ready to conduct your SM&CR orchestra?
I have been trying to come up with an analogy that best describes a scenario…
Browsing: Regulatory Specialist
SM&CR -Steering certification through lockdown
It has been said a thousand times, but these are times like we’ve never known…
T&C – the new ‘normal’
When I agreed to write this article at the end of April we had been…
SM&CR -Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
What does your T&C scheme say about your organisation’s culture?
Asked this question, it would be understandable that your initial response would be ‘at least…
SM&CR Day 2
The Senior Manager and Certification Regime (SM&CR) is well underway now with the deadline of…
SM&CR -Senior Moments
It may have seemed as though it was a long time coming, but it’s finally…
SM&CR – The people dimension
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…
T&C Schemes – How to focus CPD on a seldom used activity
From 1st October last year firms who undertake insurance activities in relation to insurance based…