SMCR – Are you ready to conduct your orchestra?
Are you ready to take up the baton to conduct your SMCR orchestra? When helping…
Author Jeff Abbott
Jeff Abbott
I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well
T&C Scheme framework – How to build your scheme
We are often asked how to build or structure a T&C scheme or framework. To…
Certification Regime, Code of Conduct and T&C scheme reviews
Certification Regime and Code of Conduct If you are classified as a SMF and carry…
VIDEO FIT and Proper Assessments – What the rules tell us
OBJECTIVES To work through the regulations that govern a FIT and proper assessment under the…
VIDEO FIT and Proper Assessments – what the rules tell us
OBJECTIVES To work through the regulations that govern a FIT and proper assessment under the…
Assessing Competence – Best Practice
OBJECTIVES Examine the 4 stage assessment process, methods of assessment, rules and types of evidence,…
VIDEO Assessing Competence – Best Practice
OBJECTIVES Examine the 4 stage assessment process, methods of assessment, rules and types of evidence,…
VIDEO Defining Competence to perform a skills gaps analyis
OBJECTIVES To examine the meaning of competence and how it might differ from professionalism. To…
Defining competence to perform a skills gap analysis
OBJECTIVES To examine the meaning of competence and how it might differ from professionalism. To…
FIT and Proper Assessments- What the rules tell us
This is a 20 minute video OBJECTIVES To work through the regulations that govern a…