OBJECTIVES
To work through the regulations that govern a FIT and proper assessment under the Certification Regime to understand how the approaches to conducting FIT and Proper checks has changed
OUTCOMES
To understand the key components of a FIT and Proper check
To be able to apply the general rules of the FCA as referred to within the FIT sourcebook
To understand the structure of relevant sections of Long Form A and how it can be used as part of the FIT and proper check
To understand how the FIT and Proper check requires a different approach to that used under the Approved Persons Regime.
To access T-CViews content you must hold an active appropriate subscription and log in. Secure your choice of subscription here or request by emailing office@t-cnews.com Regular articles are free.