SMCR (Senior Management & Certification Regime) – Core Firms
Objectives To work through the increased SMR regulations as they apply to core firms and…
Objectives To work through the increased SMR regulations as they apply to core firms and…
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s…
Today, 10 December 2018 marks the start of the Certification Regime for Insurers. Banks and…
Thank you for taking the time to consider the fact or fiction questions. You have…
Thank you for taking the time to consider the fact or fiction questions. You have…
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of…
The FCA has issued two consultation papers on their proposals to extend the Senior Manager…
Jeff Abbott looks at the increased accountability regulations focusing on the certification regime and what…