AIFMD – what’s it all about, a brief guide
It is probably fair to assume that some readers will not know much about AIFMD…
Browsing: Opinion
FCA Culture
There is a widespread perception today that there is – or certainly has been -…
Pensions are dead, long live pensions
There’s been a lot of discussion about the March 2014 budget and what it actually…
MMR Implementation
By the time this edition of T-CNews hit desks, the long awaited final MMR [Mortgage…
Competent to stay compliant?
Providing training and competence services to firms in the insurance sector for many years has…
Driving the right behaviour
August is normally a quiet month with not much going on, and journalists scratching round…
Exam revision and technique training
If you’re looking to build a professional career, the results you achieve in professional examinations…
Robo-advice – déjà vu
Robo-advice/robo-advisers appear to be the buzz words of the year in financial services. For those…
Competency frameworks
Put simply, a competency framework is a structure designed to codify the skills and knowledge…
Three lines of defence
Although the ‘three lines of defence’ method of compliance management has been around for a…