Three lines of defence
Although the ‘three lines of defence’ method of compliance management has been around for a…
Browsing: Opinion
What should institutional asset managers be doing to prepare for 2018?
2018 will be another summer of sport with The Commonwealth Games in Australia, Ryder Cup…
Occupational Pension Transfer Locum/Mentoring arrangements
Since last April, there is no doubt that interest in occupational pension transfers has increased.…
Making compliance e-learning work harder in the insurance sector
With today’s financial services businesses facing ever fiercer regulatory scrutiny, insurance companies of all types…
Investment IT, is it a job for life?
The budget announcement of the new Lifetime ISA, poses some interesting challenges. The government bonus…
Getting ready for the ‘senior managers regime’
The Prudential Regulation Authority [PRA] news update on 7 March 2016 appeared rather stark and…
Getting wise to cyber threats
A few years back nobody had even heard of cyber risk. Now it’s widely considered…
Getting ready for buy to let regulation
A recent survey of mortgage brokers shows that eight out of ten fear buy to…
“There but for the grace”….
The brief for this article is simple, something of interest for institutional firms rather than…
AF3 or AWPETR?
I couldn’t put a figure on how many IFAs have decided to become qualified at…