This article sets out to define what we mean by “authentic compliance” and why, indeed,…

The Appointed Representatives Regime (AR) has been a big part of the retail financial services…

You would think in a world of compliance that I wouldn’t have to write an…

I wonder how many of us have received calls about poorly performing investments, that car…

Imagine this customer: a 50 something Financial Adviser, based in Singapore but with an English…

As the regulator steps up their drive for firms to foster and maintain a genuine…

I have recently embarked on research into ESG Investment and am due to complete my…

Last time I wrote about what it takes to be extraordinary and why as business…

The FCA has recently been promoting the use of whistleblowing to root out poor practice…

Since my last article I have had a trip to France cancelled for the third…