High Risk Investments
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in…
Browsing: Ind. Focus
Setting achievement goals in your mortgage business
How to create more of what you want in 2022 for your mortgage advisory practice.…
An outcomes based future: Are you on the journey?
Compliance teams in most firms will have processes and tools in place for monitoring their…
Changes to the Appointed Representatives Regime
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
Modernising regulation – a work still in progress!
More than a decade on from the global financial crisis, you’d have thought that the…
Setting achievement goals in your mortgage business
How to create more of what you want in your mortgage advisory practice. This is…
Rise of the twenty-something financial adviser
I am sure that we have all noticed an increase in the number of the…
Do it with passion or not at all!
Vision. It’s a tiny word that has been well and truly drowned out by all…
How to embrace technology but keep your humanity – implementing a RegTech solution
Today, the majority of our business and personal lives are dominated by our access to…
The FCA’s Guided Sales Model and what it could mean for advice
The FCA has been conducting a kind of crypto-consultation on what it calls its guidance…