Modern Listing Example
Negotiation skills for the 2020s
This is one of the keys to 2020s negotiation… We are all born negotiators. We…
How to embrace technology but keep your humanity – implementing a RegTech solution
Today, the majority of our business and personal lives are dominated by our access to…
Is it worth it?
Like all disciplines and areas of work, T&C changes and evolves over time in response…
The FCA’s Guided Sales Model and what it could mean for advice
The FCA has been conducting a kind of crypto-consultation on what it calls its guidance…
The impact of the new consumer duty on T&C Schemes
In this short presentation we will look at the proposed Consumer Duty Regulations and how…
“Authentic Compliance”
This article sets out to define what we mean by “authentic compliance” and why, indeed,…
The Appointed Representatives Regime – Time for an overhaul!
The Appointed Representatives Regime (AR) has been a big part of the retail financial services…
Why you should regularly review and evaluate your competence frameworks
Whether you are a solo regulated firm having completed your first fit and proper assessments…