Modern Listing Example
Standards vs expectations
You would think in a world of compliance that I wouldn’t have to write an…
It’s just human nature
Part of the work that I do now involves reviewing announcements from several regulators around…
Why the State Pension Age is under review (and how this explains higher taxes)
The DWP is looking again at the state pension age which it last reviewed with…
Claims Management Companies (CMCs) – a plague on our houses
I wonder how many of us have received calls about poorly performing investments, that car…
FCA and PRA fines highlight key areas for concern
The value of FCA and PRA fines never ceases to amaze me. The end of…
Vulnerable to vulnerability: the UK mortgage market and its challenging customer situations
Imagine this customer: a 50 something Financial Adviser, based in Singapore but with an English…
Improving organisational culture using artificial intelligence (AI)
As the regulator steps up their drive for firms to foster and maintain a genuine…
FCA Business Plan 2021-22: A new era for regulation
In my article published in T-C News earlier this year, I talked about the early…