In their latest business plan the FCA (Financial Conduct Authority) have identified 7 priorities for the…

As the number of “GDPR (General Data Protection Regulations) compliant” privacy notices in my inbox long…

Usually a leaver’s debrief is left to the firms’ HR department, if the firm has…

After what seems like an age, MiFID II finally came into force on 3rd January…

It’s nearly two years since the FCA launched SMCR and SIMR. The intention was to…

As key elements of the Accountability regime, Reasonable Steps, the Senior Manager’s Conduct Rules and…

In times gone past T&C has been regarded as a bit niche or as people…

Are you well-positioned or are you crossing your fingers hoping that the Economic and Monetary…

We have all now had a couple of months to enjoy the consultation papers published…

So the proposed details of the Accountability 2 regime are out there and firms now…