FCA business plan 2018/19

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In their latest business plan the FCA have identified 7 priorities for the next 12 months. Firms can use these to consider where to focus their own resources. Culture/governance – the challenge is for firms to demonstrate the effectiveness of their governance arrangements and how this leads their culture. With the extension of the SM&CR, accountability of individuals will continue to be a key focus. There will be a Policy Statement in the summer on…

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Compliance Cubed Financial services is constantly changing - my passion is helping firms function effectively and in compliance with FCA regulation

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