What does T&C have to do with asset allocation?
I occasionally still hear the idea that 90% of investment returns are due to asset…
I occasionally still hear the idea that 90% of investment returns are due to asset…
Today, 10 December 2018 marks the start of the Certification Regime for Insurers. Banks and…
Like many of you reading this, I have been doing the rounds at several SMCR events…
Firms have had some considerable now to digest the FCA’s proposals to extend the Senior…
In their latest business plan the FCA (Financial Conduct Authority) have identified 7 priorities for the…
As the number of “GDPR (General Data Protection Regulations) compliant” privacy notices in my inbox long…
Usually a leaver’s debrief is left to the firms’ HR department, if the firm has…
After what seems like an age, MiFID II finally came into force on 3rd January…
It’s nearly two years since the FCA launched SMCR and SIMR. The intention was to…
As key elements of the Accountability regime, Reasonable Steps, the Senior Manager’s Conduct Rules and…