T&C Scheme framework – How to build your scheme
We are often asked how to build or structure a T&C scheme or framework. To…
Browsing: Regulatory Specialist
Certification Regime – steering through lockdown
In this article Julie Pardy from Worksmart takes a closer look at how firms might…
T&C – the new ‘normal’
When I agreed to write this article at the end of April we had been…
SM&CR -Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
Organisational Culture and your T&C scheme
If you were asked a question about what your T&C scheme says about your organisational…
SM&CR Day 2 requirements going forward
Bea Stafford looks at the compliance requirements going forward from SM&CR day 2 The Senior…
SM&CR -Senior Moments
It may have seemed as though it was a long time coming, but it’s finally…
SM&CR – The people dimension
By Martin Schofield, Director, MSA (Training & Consultancy) Ltd and Vivek Dodd, Chief Operating Officer,…
SM&CR – taking stock of the stock take
On 5 August 2019, the FCA published its ‘Senior Managers and Certification Regime Banking Stocktake…
T&C Schemes – How to focus CPD on a seldom used activity
From 1st October last year firms who undertake insurance activities in relation to insurance based…