Moving with the mobile times
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
Browsing: Regulatory Specialist
Establishing appropriate oversight and governance for your T&C arrangements
Firms that are large enough for line management and functions, such as Human Resources, Compliance…
How is your T&C culture?
‘….if culture is left to its own devices, it shapes itself with the inherent risk…
Extending SM&CR to all Firms – how to tackle a ‘Super Wicked Problem’
Correctly identifying the nature of the challenge helps us to understand what we need to…
What every SMF should be asking their employer
The Senior Manager & Certification Regime is now over six months old and many senior…
Certification – sure you’ve done enough?
Show us your policy and we will be on our way By now everyone should…
Getting ready for the “people” phase of the European Mortgage Credit Directive.
During 2015/16 the focus of mortgage firms has been firmly fixed on those aspects of…
Refocus on T&C –the impact on Training
The arrival of the Financial Conduct Authority (FCA) in April 2013 heralded the new FCA…
The evolving approach of T&C
In 2013 the government signalled a tougher Training and Competency (T&C) regime for regulated financial…
Best Practice – 100% better Business Case
The current Consultation Paper from the FCA and PRA covering the introduction of the new…