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Amongst all the valueless content I scroll through on a daily basis on Facebook, occasionally I come across something that…
I could have entitled this article – Are you using your Apprenticeship Levy? but I know, from the conversations I…
Firms should have a culture that is both generic to the industry that we work in, and specific to the…
Normally in this article I focus on a topical issue for our institutional colleagues in the Asset Management, Investment banking…
This is quite a hot issue. The FCA has undertaken a thematic review, following RDR, relating to the full advice…
The Financial Conduct Authority [FCA] recently announced plans to drop its suggestion of a compulsory standalone qualification for the equity…
FCA cross-sector priorities – Conduct and Culture Remember that an FCA Director of Supervision once said? ‘The right culture is…
‘Our focus on culture and governance in financial services and its impact on individuals and firms conduct is a priority.…