Blog Style Listing Example
We are delighted to announce that four representatives from four companies have stepped forward to form our SMCR panel. Each…
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of Professional Standing (SPS). An SPS…
The FCA has issued two consultation papers on their proposals to extend the Senior Manager and Certification regimes across the…
My 13 year old daughter recently celebrated earning her ‘Skydiver’ badge and is also a newly appointed member of the…
The FCA’s training and competence regime helps to protect consumers by ensuring that staff working in financial services are appropriately…
In a conference room overlooking the 02 earlier this summer, two women sat face-to-face discussing regulation. One, in the guise…
It’s always interesting, when you review action plans with delegates as they come back on a programme of courses, what…
The Financial Conduct Authority (FCA) has published its quarterly consultation on proposed miscellaneous amendments to the Handbook. As someone interested…