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Financial services firms, especially those operating under the watchful eye of the Financial Conduct Authority (FCA), audits aren’t just an…
Yesterday, I attended the Association of Professional Compliance Consultants Culture Working Group for a presentation by Roger Miles on “AI…
I went to the Invesco “Summer” drinks recently, (thanks Invesco) – I think I was invited as a journalist and…
I love a traditional London pub or end-of-the-street boozer. In the 80s, I regularly frequented these, my primary way of…
In July of this year, the FCA launched a review of how regulated firms treat domestic PEPs. The review assessed…
There has been a lot of recent trade press coverage in respect of Basel 3.1, and in particular the potential…
In the complex landscape of UK financial services, protecting customers from harm is paramount. Regulatory compliance, coupled with training and…
We have all attended roleplays, whether to facilitate one as a supervisor, or whether to actively participate either as perhaps…