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Has anyone else noticed a change of tone coming out of the FCA these days? I remember the days when…
The Financial Conduct Authority’s (FCA) recent publication on good and poor practices related to Consumer Duty board reports highlights the…
Can you give me a breakdown of your current client database? How have you categorised your clients? How many of…
Happy New Year! – which it may or may not be. Remember how we approached 2024, which has not turned…
The most recent scandals that have occurred have been quite enlightening about our society. We have seen nasty activities being…
In February 2024, the FCA wrote to a number of financial advisory firms requesting information about their delivery of ongoing…
As we all know, regulation evolves. The UK’s new “Failure to Prevent Fraud” legislation has become a hot topic across…
One of the biggest worries for advisers in client meetings is the possibility of missing something crucial, whether it’s a…