How to design and conduct a review of your own T&C scheme


The FCA provides guidance that all firms should consider having a T&C scheme even for those employees who perform activities that fall outside the scope of Appendix 1 of the T&C sourcebook. All T&C schemes can and do become less effective if they are not reviewed periodically. In this 45 minute video Jeff Abbott from 2be Development Consultancy sets out how you can design then undertake a review of your own T&C scheme It’s straightforward enough to set up a review for what’s there.  It is more challenging to check up on what’s not there Outcomes To know what a…

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I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well

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