Modern Listing Example
Have you made the FCA business plan YOUR business?
FCA cross-sector priorities – Conduct and Culture Remember that an FCA Director of Supervision once…
Ensuring fair customer outcomes from Canary Wharf to Delhi
‘Our focus on culture and governance in financial services and its impact on individuals and…
MiFID II, SMCR, FEMR – The push for competent employees
Over the last few years, the financial services industry has been presented with a series…
The four chemicals of sales motivation
One of my favourite cocktails is a Vodka Martini. It has four distinct ingredients -…
Preparing for the new GDPR data protection regime
With issues around data protection and cyber security increasingly in the news these days, the…
IDD – what’s it all about?
The Insurance Distribution Directive (not to be confused with the Initial Disclosure Document!) will replace…
MiFID II – implications
With the recent election now behind us and the Brexit negotiations likely to drag on…
MiFID II: Are you prepared?
After ten years of extensive revision, debate and delays, the revised Markets in Financial Instruments…