SM&CR – the unintended consequences
The SMCR (Senior Managers & Certification Regime) has been in place for dual-regulated firms now…
Browsing: Regulatory Specialist
IT and cyber security – Why IT matters and what should you expect of your software suppliers?
In the April edition of T-CNews, I wrote about the regulatory and economic changes that…
Should we fear the arrival of SM&CR?
We’re seeing a range of businesses offering courses and consultancy around the Senior Managers and…
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…
Key Performance Indicators – relevance in T&C schemes
All firms T&C Schemes uses Key Performance Indicators to measure how its employees are performing…
SM&CR Planning – 5 things you wished you knew, but didn’t know you did not know!
To paraphrase the famous quote from Donald Rumsfeld (Feb 12, 2002)….. “…as we know, there…
What does T&C have to do with asset allocation?
I occasionally still hear the idea that 90% of investment returns are due to asset…
Certification Regime – help and support
Today, 10 December 2018 marks the start of the Certification Regime for Insurers. Banks and…
Pragmatic and practical or disparate and dangerous? The opportunities and perils of SMCR
Like many of you reading this, I have been doing the rounds at several SMCR events…
The SM&CR and the Consumer Credit Sector
Firms have had some considerable now to digest the FCA’s proposals to extend the Senior…