Like all disciplines and areas of work, T&C changes and evolves over time in response…

Whether you are a solo regulated firm having completed your first fit and proper assessments…

Just what is a supervisor? Well, there are numerous definitions. One I found was “one’s…

As I write, deaths from Covid-19 are averaging just under 200 per day in the…

The short answer is a lot. For those that have read Romeo and Juliet you…

There may come a point in time when you need to expand your T&C Scheme,…

The Senior Manager and Certification Regime is yesterday’s news; Senior Managers now duly complete their…

Generally, a T&C Scheme tends to concentrate on the individuals undertaking the work processes, such…

Having run supervision workshops for so many Senior Managers over the years, I would be…

One of the tasks undertaken as part of the supervisory process for advisers is a…