The Consumer Duty – T&C next steps
By the time you are reading this article your firm’s implementation plan detailing how you…
Browsing: Regulatory Specialist
Technology is the way forward
A few months ago, I authored an article explaining my plans to bring a new…
Raindrops on roses
This month I am focusing on some of my favourite things from my roles, first…
Training and Competence isn’t going away…
Back in the 1990s, LAUTRO launched Training & Competence for those providing advice to retail…
Is it worth it?
Like all disciplines and areas of work, T&C changes and evolves over time in response…
Why you should regularly review and evaluate your competence frameworks
Whether you are a solo regulated firm having completed your first fit and proper assessments…
Empowering the Supervisor
Just what is a supervisor? Well, there are numerous definitions. One I found was “one’s…
T&C Naughty or Nice List?
Is my T&C Scheme on the naughty list? It’s that time of year when letters…
Covid Considerations
As I write, deaths from Covid-19 are averaging just under 200 per day in the…
What’s in a name?
The short answer is a lot. For those that have read Romeo and Juliet you…