In April 2020, the FCA and PRA set out the expectations to help dual-regulated firms…

In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP…

The UK financial regulators are busier than ever. They are in contact with firms on…

As the ancient Chinese curse goes, we are living in interesting times. There is so…

With the government’s singular focus on beating Covid-19, thousands of businesses in a state of…

We live in interesting times as financial advisory firms come to terms with the lockdown…

The FCA have announced a review of suitability, this time with a focus on the…

Julie Pardy from Worksmart cooments on the arrival of the new FCA Directory. The Financial…

Slipped into the wash-up of consultation responses and Calls for Input published in the last…

“A significant part of this debate (Responsibility to act in the public interest) turns on…