Extending the Senior Managers & Certification Regime
The FCA has issued two consultation papers on their proposals to extend the Senior Manager…
Browsing: Regulatory General
The role of T&C in a firms’ culture
Firms should have a culture that is both generic to the industry that we work…
IDD – what’s it all about?
The Insurance Distribution Directive (not to be confused with the Initial Disclosure Document!) will replace…
Aspects of the extending increased accountability regulations across the industry
Just because… as an industry do we never learn? We did exactly the same with…
Ensuring T&C is built-in, not bolted on to your business
Since 2013 and the introduction of the FCA there has clearly been a greater emphasis…
AF7, AF8 and beyond
In October 2016, the CII announced that it was replacing AF3 – an old favourite,…
SMCR and T&C
Without clear definitions of competence for relevant roles, an appropriate supervisory regime and robust record…
The stark reality of the SM&CR for HR Directors
The Senior Managers and Certification Regime (SM&CR) is a great opportunity for the HR profession…
‘Norming’ the MMR
The good news is that the mortgage market outlook for 2014 is positively positive! Recent…
Making the case for Case Checking – the next move for T&C
It seems that across the wider Financial Services industry there is a significant surge in…