5 Conduct Questions – Conducting ourselves properly?
In 2019 the FCA embarked on engagement work entitled 5 Conduct Question Programme, an exercise…
Browsing: Opinion
Managing staff working from home
Getting the best from people working from home has lately become a core skill for…
Defined benefit transfers: CP19/25 becomes PS20/6…
On 5 June 2020 the FCA issued new rules and guidance on a variety of…
Unintended consequences
Here, now 3 months into the COVID outbreak in the UK what are the issue…
Business as usual – even in a crisis
For many firms, current working methods, processes and procedures are far from ‘business as usual’.…
Strange new world
Of course, the phrase is normally Brave New World, however, as I write events seem…
The route to Chartered
The Route to Chartered – It’s about being stubborn about your goal, but flexible in…
2020 – Regulatory net widens – can regulated firms learn from the pending changes?
With all that is going on around the world now, the 2020 budget seems to…
CP19/25 – How prepared are you?
Issued in July 2019, CP19/25 proposes a package of measures to change how advisers manage…
Guardians of the galaxy??
The financial crisis was in 2008 and as I’m getting older that seems only very…