ESG and sustainability in collections
There was a time not so long ago when ‘ESG’ and sustainability was the talk…
Browsing: Ind. Focus
Catalyst for change
“If it ain’t broke, don’t fix it”. The expression apparently originated in the USA in…
Technology must be front and centre to deliver Consumer Duty
Consumer Duty clearly is a game changer for the financial services industry and will demand…
High Risk Investments
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in…
Setting achievement goals in your mortgage business
How to create more of what you want in 2022 for your mortgage advisory practice.…
An outcomes based future: Are you on the journey?
Compliance teams in most firms will have processes and tools in place for monitoring their…
Changes to the Appointed Representatives Regime
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
Modernising regulation – a work still in progress!
More than a decade on from the global financial crisis, you’d have thought that the…
Setting achievement goals in your mortgage business
How to create more of what you want in your mortgage advisory practice. This is…
Rise of the twenty-something financial adviser
I am sure that we have all noticed an increase in the number of the…