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As we all know, regulation evolves. The UK’s new “Failure to Prevent Fraud” legislation has become a hot topic across…
One of the biggest worries for advisers in client meetings is the possibility of missing something crucial, whether it’s a…
T-CViews All Content (£180+VAT for 12 months) T-CViews contains short videos to support your CPD or Team Meetings. Each video…
OUTCOMES To define Trust and how it is an essential part of Consumer Duty Regulations To be able to measure…
Background and Introduction During the consultation period leading up to the Introduction of the Consumer Duty regulations the FCA stated:…
The first anniversary of the Consumer Duty (CD) regulation has now passed, with board reports and attestations of conformance having…
“Consumer Duty that will set higher and clearer standards of consumer protection across financial services and require firms to put…
The Consumer Duty was introduced to set new, higher standards for firms to adhere to, requiring those who operate in…