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The UK financial regulators are busier than ever. They are in contact with firms on Covid related matters and have…
So, the CII July 2020 remote exams have come and gone with many experiencing technical issues from the offset. What…
We have seen two regulatory publications over the pandemic one from the FCA and the other from the pension strategy…
At the time of writing, the UK appeared to be teetering on the brink of following Spain and France back…
I thought I would follow up my column in the last edition, ‘Business as usual [‘BAU’] – even in a…
In 2019 the FCA embarked on engagement work entitled 5 Conduct Question Programme, an exercise to establish, across wholesale banks,…
COVID-19 has changed many things in our lives, much of this change will be permanent, but no one is sure.…
In a recent update to a paper on culture and governance published on its website, the FCA states: “We define…