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In April 2020, the FCA and PRA set out the expectations to help dual-regulated firms apply the SM&CR rules following…
When it comes to ‘planning’ for the business, I think it is safe to say that we have had our…
It gives me no pleasure to write about regulatory fines – it really doesn’t! As a columnist, such sanctions are…
In-person, live in a real room with real people, it was easy. You had your slides to your right on…
I’m not sure that there is much of 2020 that we will look back on in fondness, but I think…
With almost half of Britain’s workforce working at home as a direct result of the novel coronavirus, for the first…
How financial services firms can use technology to bolster operational resilience in the age of Covid-19. In this article we…
In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP laid out the FCA’s intentions…