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Last December the FCA issued a second Consultation Paper (CP) on the Consumer Duty of Care (CDOC) – CP21/36. This…
As recent legislation highlights the failings of the industry default employee T&C model, many compliance and risk professionals are increasingly…
I am sure that we have all noticed an increase in the number of the new financial advisers in our…
Vision. It’s a tiny word that has been well and truly drowned out by all the noise of the last…
A step by step guide to using visuals online to enhance your virtual presentation rather than a dull, listless voice-over…
While FCA Dear CEO letters are usually targeted at a particular type of regulated firm, they should always be of…
This is the time of year, when clients invariably ask how much can I pay into my pension? This has…
There will always be times in our lives where we are faced with conversations that we anticipate will be difficult.…