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How to create more of what you want in your mortgage advisory practice. This is the first part of a…
A few months ago, I authored an article explaining my plans to bring a new solution using technology into my…
This month I am focusing on some of my favourite things from my roles, first as an adviser subject to…
I have yet to meet a Compliance Officer or Manager who is not a natural ‘doer’ – a generator and…
Roll back to the middle of 2020 and most plans – both personal and business – were aimed at ‘getting…
In this short presentation we will look at the proposed Consumer Duty Regulations and how they might impact on your…
Last December the FCA issued a second Consultation Paper (CP) on the Consumer Duty of Care (CDOC) – CP21/36. This…
As recent legislation highlights the failings of the industry default employee T&C model, many compliance and risk professionals are increasingly…