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In February 2024, the FCA published CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new approach. The FCA…
As a minimum, firms are required by regulation to ensure employees maintain adequate knowledge of eight core competencies (as set…
In this article, we dive into Human Behaviour and 6 strategic tips for embedding and integrating new processes! The world…
Last week, I attended a monthly meeting of my trade body – the Professional Speaking Association – and enjoyed a…
In the fast-paced world of financial services, managing risk isn’t just about ticking boxes for the FCA. It’s about building…
Rachel Reeves spoke to colleagues at the Times CEO conference about the importance of DC consolidation. I was not there…
A somewhat contentious title to this month’s article. However, please don’t shoot the messenger – this is the reality! With…
Many changes to the financial industry have been implemented because of the new Consumer Duty regulations that came into force…