Training for advisers – fun for me
Recently I have run several training sessions for my adviser firms. I have a lot…
Author Tony.Catt
Tony.Catt
Tony Catt from The Catt's Eye View Tony Catt is a freelance compliance consultant working with several firms of different sizes. "I have previously been an adviser, which gives me a good understanding of the advice process and dealing with customers and I enjoy a close relationship with my adviser clients"
Would turkeys vote for Christmas?
On looking at my client bank, I have been doing a lot of work dealing…
Consumer Duty – two years on
I think that for many people, Consumer Duty seems to have been with us forever.…
Déjà vu – Do we learn nothing from history?
With so much interesting news around, I run the risk of simply adding column inches…
Do you whistleblow or are you a “Me Too” sort of person?
The most recent scandals that have occurred have been quite enlightening about our society. We…
Who or what do you trust?
Yesterday, I attended the Association of Professional Compliance Consultants Culture Working Group for a presentation…
People – who knows any of those?
The old saying “there’s nowt so queer as folk” is even more apt these days…
Advice v Guidance
This has been a question that the financial services industry has been struggling with over…
So, where are we now?
We are almost two months on from 31 July 2023 deadline for implementing all the…
Consumer Duty and sustainable investment
As advisers are manufacturers of their advice process, this has given us an opportunity to…