SM&CR rules -Senior Management & Certification Regime – update
In April 2020, the FCA and PRA set out the expectations to help dual-regulated firms…
In April 2020, the FCA and PRA set out the expectations to help dual-regulated firms…
As the ancient Chinese curse goes, we are living in interesting times. There is so…
We live in interesting times as financial advisory firms come to terms with the lockdown…
I am sorry to add to the column inches devoted to Covid 19, but I…
This article is to look at investment options that are available for direct investments or…
Recently, the FCA published its business plan for the coming year. This makes interesting reading.…
Having worked with many different organisations, I have some experience about the different types of…
Tony Catt looks at the requirements of how to conduct a FIT assessment under the…
I have read some interesting articles recently regarding education for advisers and these have raised…
As the number of “GDPR (General Data Protection Regulations) compliant” privacy notices in my inbox long…