Timeline Listing Style
January, 2025
Arrears fines – will Consumer Duty solve the issue?
Enhancing governance through apprenticeships: Meeting FCA’s Consumer Duty expectations
It’s personal and it’s business (to misquote the Godfather!)
Business planning for 2025 – Managing macro and micro
Do you whistleblow or are you a “Me Too” sort of person?
Client annual reviews
Navigating the “Failure to prevent fraud” legislation: How financial services employees can protect customers and drive compliance
AI – automated eyes and ears to augment human advice
December, 2024
October, 2024
The foundations for demonstrating good consumer outcomes
It’s time for change: Equipping employees for the Consumer Duty era
How has Consumer Duty affected compliance supervision?
The Skills and Growth Levy: A unique opportunity for financial services – if employers speak up
Vulnerability and the real advice gap
Why FCA-regulated firms can’t skip audits: It’s more than just ticking boxes
Who or what do you trust?
Why does nobody want to pay pensions these days?
A perfect storm- change happening all around you
Guidance on the treatment of Politically Exposed Persons
Will Basel 3.1 impact on the availability of niche lending products?
Why a tick-box approach to compliance and training is not the answer
Roleplays: Valuable or not?