Modern Listing Example
Suitability Reports -Too much information?
Sometimes you can be doing something that you do every day, and then one day…
CPD- Moving with the mobile times
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
Establishing appropriate oversight and governance for your T&C arrangements
Firms that are large enough for line management and functions, such as Human Resources, Compliance…
How is your T&C culture?
‘….if culture is left to its own devices, it shapes itself with the inherent risk…
6 Complete tips for listening on the telephone
A listening MOT Look at the following questions. How do these apply to you and…
How to avoid conflict in the training room
Get some up front agreement We often use the phrase “contracting”. Don’t, it sounds like…
Performance management = lower risk + better performance
From a regulatory perspective, managing people and their performance must be a key objective for…
The world needs assertiveness, if that’s okay with you
Strange, when running courses (it’s what we do, in case you hadn’t noticed, well, we…