Modern Listing Example
Is my FD lying? The role of financial oversight in financial services.
BHS, Carillion, Tesco, and Patisserie Valerie. Which to be clear, are all organisations where the…
The Senior Managers and Certification Regime – it’s all about the preparation
As everyone in the industry will be well aware by now, the Senior Managers and…
SM&CR FIT assessment – how do you conduct one?
Tony Catt looks at the requirements of how to conduct a FIT assessment under the…
How your business can limit the potential disruption of Basel IV
Referred to as the most comprehensive reform package in the history of Basel regulation, your…
Making digital learning accessible for all
As companies become more mature about the use of digital learning for engaging employees, their…
What does T&C have to do with asset allocation?
I occasionally still hear the idea that 90% of investment returns are due to asset…
Re-focus on Treating Customers Fairly
FCA Management of long-term mortgage arrears and forbearance [TR18/5] requires a re-focus on Treating Customer…
Training in a year of multiple regulatory deadlines
For our clients in the general insurance sector, 2018 was blessed – or burdened, depending…