Modern Listing Example
Getting to Grips with Certification Regime – Code of Conduct
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s…
Introducing 2be Development Consultancy
ABOUT US WHO WE ARE 2be Development Consultancy was formed in 2009. We describe ourselves…
Which regulatory software suppliers should firms trust?
Extensive change has been happening and continues to happen in the world of compliance. Major…
If Pep Guardiola did feedback…
If you were passing your manager’s office and they said “do you have a moment,…
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…
Is MiFID II having the desired impact?
MiFID II brought an overhaul that aimed to increase transparency, reduce costs for investors and…
Claims management becoming FCA regulated – The impact on people’s roles
It has been estimated that there were about 500 claims management companies (CMCs) when the…
Aiming higher: professional apprenticeships
With the development of higher and degree apprenticeships, the Chartered Banker Institute looks at the…