Modern Listing Example
SM&CR – the unintended consequences
The SMCR (Senior Managers & Certification Regime) has been in place for dual-regulated firms now…
Who is the ACD and why do they matter to retail investors?
If you are investing in a pension or hold a stocks and shares ISA the…
The trusted BDM
How the Business Development Manager has evolved along with the modern business buyer. Paul Archer,…
SM&CR Final Countdown Approaching
With only 14 working days to go before the SM&CR deadline for solo regulated firms…
IT and cyber security – Why IT matters and what should you expect of your software suppliers?
In the April edition of T-CNews, I wrote about the regulatory and economic changes that…
Financial services apprenticeships – Lessons learned
As an approved Training Provider and particularly since the introduction of the Apprenticeship Levy in…
Welcome CMCs to the fold
It was no April Fools Day joke for claims management companies (CMCs) as the FCA…
Helping insurance brokers rise to the client assets challenge
Regulatory responsibilities around handling client assets are a hot topic currently for many of the…