Helping insurance brokers rise to the client assets challenge


Regulatory responsibilities around handling client assets are a hot topic currently for many of the insurance broking firms to whom Searchlight provides training services. Under the terms of the Senior Managers and Certification Regime (SM&CR), there is increased focus on ensuring strong governance and a culture of accountability throughout regulated businesses. This means having a clear operational structure in terms of who’s responsible for what within a firm, ensuring there are no gaps or grey areas, and that an appropriate culture is in place from the top down. All insurance broking firms who handle client money are required to nominate…

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About Author

Nikki Bennett is Director at Searchlight Insurance Training. Searchlight works with more than 50 specialist trainers with hands-on insurance experience to deliver more than 1,000 training days per year. We offer an unmatched range of face-to-face and e-learning resources across the full spectrum of technical insurance skills and business skills training.

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